Entoro Reg A+ Monthly Newsletter May 04

Newsletter
May 4, 2023

REG A+ STATISTICS

Peak Filing Dates in 2022 / 2023

The following time frames are estimates of when EDGAR has receive peak filing submissions based on historical data. Filers should be aware of these peak days and plan their filings accordingly. EDGAR filing volume on peak days tends to be highest in the hour prior to the end of the filing day. For due dates for specific forms, please look to the requirements of the form.


Disclosures - Entoro

REG A+ Featured Offering

RadarUSA


Invest in the growing demand for smart home and community security systems.

The growth in the home security systems market is creating demand for more sophisticated security solutions. RADAR's collaborative security solution empowers communities with AI-powered digital surveillance connecting police, private security and neighbors to be proactive, not reactive, in responding to threats. This enables a truly community-based networked approach to security.

Reg A+ Offering Now Open

Invest!

REG A+ PREFERRED VENDOR HIGHLIGHT

1transfer is a financial technology transfer agent that specializes in providing end-to-end solutions for issuers with the management of securities on the blockchain. 1transfer platform is built on top of the Hedera Hashgraph blockchain and leverages smart contracts to automate many of the processes involved in issuing, managing, and trading securities. The platform also provides tools for compliance with regulatory requirements, such as Know Your Customer (KYC) and Anti-Money Laundering (AML) checks.

Overall, 1transfer aims to revolutionize the securities industry by making it more efficient, transparent, and accessible to a global investors. By leveraging blockchain technology, the company helps to create a new paradigm for how securities are issued, managed, and traded in the digital age.

Watch Video

Learn More!

REG A+ FAQs

Advise me how to make my Reg A+ offering succeed?


There is more and more evidence that at this early stage in the Reg A+ funding market, companies must resonate strongly with consumer investors to succeed. That appeal, plus first-rate marketing with front-loaded impact and budget, is required to bring in consumer investors and to prove traction early. Even in offerings that are attractive to broker-dealer syndicates, in most cases, brokers will not act to promote an offering to their clients until early success is apparent from consumer investors.

Companies should set a low funding minimum unless they are buying a fixed price asset. This makes it easier to make the offering go live and conduct the first closing and to pay for subsequent marketing from capital raised.


How many investors am I allowed to have in my company with Regulation A+?

There is no actual limit that we are aware of, to the number of investors. We have been advised by experts* that when an issuing company (the company selling its shares) issues its shares in "Street Name", which means that the shares are held by one stock broker, and represented electronically in the investor's brokerage account, then the stockbroker becomes the single Shareholder of Record for the Reg A+ issued shares, and since Section 12(g) applies to the count of Shareholders of Record, the number limit will not normally exceed the trigger of 500 below.

An issuing company that does not take the step described above, and that exceeds Section 12(g)’s 500 holders threshold and had a public float of less than $75 million as of its most recently completed semiannual period (or for an issuer without a public float, annual revenues of less than $75 million as of its most recently completed fiscal year, would be granted a two-year transition period before being required to register its securities under Section 12(g).


Episode 9 - Lessons Learned - Youtube


Watch Video

CONSIDERING A REG A+ OFFERING?

Entoro Securities is a FINRA-registered Broker-Dealer in all 50 states, Puerto Rico, and the District of Columbia. The top choice for a Reg A+ broker-dealer and will answer all your questions.  We support Issuers through the entire Reg A+ process from pre-filing preparation, to SEC review, marketing selection, and completion of the offering. Call Entoro today and let our team show you how to Reg A+ the right way.


ENTORO REG A+ CONTACTS

Morgan Sills                                                                  

Director – Investment Banking                                      
Entoro Capital, LLC                                                      
D: +1 832.987.4051                                                      
E: msills@entoro.com        

Christopher Luce, CAP

Managing Director – Reg A+ Sales

Entoro Capital, LLC

D: +1 832.987.3984

E: cluce@entoro.com

Download